Faust in the Anthropocene, Part 2: Faust and the Preemptive Crisis of the Professions
[See Part 1 here.]
So far I have emphasized how Life and Trust embodies the unique combination of forward- and backward-looking elements that have made the Faust legend such a fertile ground for reflecting on the dilemmas of modernity. In terms of its narrative frame, this immersive theatrical experience’s portrayal of Faust as a disillusioned banker also draws on a more understated theme. Again and again, we see Faust (or the stand-in character) as a member of one of the professions. In the film The Devil’s Advocate, for instance, Keanu Reeve’s Faustian character is a high-powered lawyer. Goethe’s own version winds up making a transition that I’m sure many of us have considered, moving from professor to political fixer and property developer. And both Goethe and Marlowe, drawing on the earliest versions of the Faust legend, agree that their hero mastered all of the professions of his day and held doctorates from all four major faculties of the university: divinity, law, medicine, and philosophy.
From the very beginning, then, Faust embodies a uniquely modern form of authority, that of the credentialed professional. It is worth pausing to reflect on this association, which seems to prefigure the growing distrust of professionalism and professionals in our contemporary society. What is it about the traditional professions that could seem so suspect, so sinister? Perhaps one hint is another persistent association with Faust, aside from the obvious wickedness of seeking alliance with the devil. I am thinking of the view that Faust is a deceiver. Already in the original chapbook legend that compiled the stories that gathered around the historical Johann Georg Faust, we see Faust identified as a magician and alchemist. Later variations on the theme build on this association with charlatanism and deception. One of the most interesting examples is István Szabó’s film Mephisto portrays the Faust figure as an actor who, ironically, made his name by playing Mephistopheles in Goethe’s Faust. Not only is his profession intrinsically deceptive, but the Faustian character decides to pose as a committed Nazi in order to protect the theater from Hitler’s regime. Thomas Mann’s Doctor Faustus centers on the growing madness of Adrian Leverkühn, who is a master of the most seductive yet ungraspable of the arts—namely music. It does not seem like a stretch to say that both of these more modern Fausts are performing a kind of secularized magic, a disenchanted alchemy.
Going back to the most formative versions of the legend, both Marlowe and Goethe present these two sides of Faust—the credentialed professional and the magical manipulator—as intrinsically linked. In Marlowe’s play, Faust’s dissatisfaction with the power on offer from his four fields of study is what leads him to his magical and demonic pursuits, as though there is a continuity of aim between the professions and sorcery. Indeed, the Latin truisms that Marlowe’s Faust rattles off in the opening monologue seem almost like spells in themselves. Goethe characteristically pushes this Faustian theme even further, staging the assessment of the different fields of study as a dialogue between Mephistopheles (disguised as Faust) and a student who is trying to choose his course of study. In Mephistopheles’s cynical descriptions, the various professions are intrinsically false. Not only do they derive their power from obfuscation, but they license abuse—most notably when Mephistopheles suggests that the student choose medicine in order to have the opportunity to take advantage of his women patients. Even worse, earlier in the Goethe’s play Faust himself dismisses his father’s medical knowledge as worse than useless, claiming that his alchemy-derived drugs, far from curing victims of the plague, effectively euthanized them.
Life and Trust’s banker, driven to despair by the impending collapse of the fraudulent financial system he has presided over, is thus a natural extrapolation—Faust is, in essence, a credentialed expert who no longer finds himself credible. I use terms related to belief or faith advisedly here. If Faust is about a modern crisis of faith, it is also about a Christian crisis of faith. The trope of the deal with the devil contains a fatal paradox. In order to believe that such a deal is possible, that such an entity exists, one must accept the framework of Christian belief. But within that framework, such a deal can only lead to disaster and damnation! At the cusp of modernity, then, Faust simultaneously embodies a corrupted and self-undermining Christian faith and a corrupted and self-undermining professional authority. The most simplistic Whig narrative of modernity holds that medieval superstition was discredited and replaced by authentic modern rationality. In the Faust narrative, by contrast, the authority of Christianity has certainly seen better days, but its hold remains tenacious and insidious enough to damn Faust—and condemn the alternative modern forms of authority in advance. One is reminded of the classic Seinfeld episode where George claims God is cursing him. When Jerry reminds him that he doesn’t believe in God, George retorts: “I do for the bad stuff!”
So far I have spoken primarily of Faust as a professional and of the strangely preemptive collapse of professional authority in the legend. If we view the various professions through Mephistopheles’s cynical lens, there may seem to be no problem. Who cares if lawyers and bankers are consumed with self-doubt? Yet Goethe’s focus on Faust’s status as a medical doctor does point to a deeper problem. The credibility of modern professional credentials is not—or at least professes not to be—grounded solely in the empty self-assertion of a power-hungry clique. The modern credentialed profession claims to have a special knowledge that the professional guild exists to safeguard and expand. As the example of medicine shows, we all must hope that that knowledge is not purely invented or self-referential. We associate medicine more closely with scientific knowledge in the narrow sense, but ultimately all professions claim to have a knowledge that is scientific in the broader sense of the German Wissenschaft. Even if non-specialists are typically not in a position to assess the knowledge claimed by modern professionals, their knowledge is or should be rational, objective, and publicly verifiable. That association with science or Wissenschaft is why the university has always been the site of modern credentialization—and hence why Faust, as the professor who is fully credentialed in all fields, represents such a distinctively modern crisis of faith.
Here one may detect the influence of Hans Blumenberg’s monumental tome The Legitimacy of the Modern Age. As is well known, there Blumenberg forcefully rejects the claim of political theology that secular modernity is determined by its Christian roots. As a political theologian myself, I personally find his critique a bit beside the point, because he is not talking primarily about the political concepts and institutions that are political theology’s stock and trade, but about an institution that political theology mainly ignores: namely, modern science. For Blumenberg, modern scientific knowledge is at once genuinely new and genuinely authoritative—to use the German word for modernity, it is what is neu in the Neuzeit. Where the political theologian, in Blumenberg’s telling, is constantly seeking to undermine modernity as founded on the shifting sand of a disavowed legacy, Blumenberg insists that modern science is fully legitimate on its own terms.
This does not mean that modern science has nothing to do with Christianity, however. Science does not arise from Christianity, but it does arise in the midst of Christianity. And just as Christianity found that it had to provide some kind of answer to the questions raised by the most sophisticated and prestigious discourses of its time, namely Greek philosophy, so too does modern science have to respond in some way to the Christian milieu in which it happens to have arisen. In both cases, the attempt to answer the existential questions posed by the old regime is a case of putting new wine in old wineskins. In the extreme case, questions that were urgent in the context of the earlier paradigm become simply irrelevant in the new era—except that the handoff is never so neat and tidy. Even if those who inaugurate the new paradigm are able to cast aside the old values themselves, they must convince others who are still immersed in the old world.
One of Blumenberg’s clearest examples of this dynamic is the Christian theological conviction that the only knowledge worth having is knowledge about one’s relationship to God, or more abstractly, knowledge about the meaning and purpose of existence. As is well known, that is not the kind of knowledge modern science supplies—nor is it trying to. Yet the inertia of Christian expectations transforms that category error into a persistent disappointment, as though modern science is constantly trying and failing to supply a form of meaning that it in fact has no means or ambition to supply. And that disappointment always threatens to curdle into suspicion and hostility, because traditional Christianity—with its accustomed binary thinking—views knowledge that falls short of its standards not as indifferent or irrelevant, but as actively wicked.
[Continue on to Part 3.]
