Faust in the Anthropocene, Part 4: Faust and the Redemption of Modernity
[See Part 3 here.]
When Marlowe adapted the Faust story for the stage, it is only a slight exaggeration to say it was “ripped from the headlines”—the original German chapbook had been published only a few years prior, followed by an English translation. By the time Goethe took up the same material over two centuries later, Faust was an established legendary figure in a much more assertive and confident modern world. Far from being an edgy countercultural tale that had to be wrapped up in traditional piety for plausible deniability, the Faust legend in Goethe’s Germany was a story for children, commonly performed in puppet shows. (Indeed, Goethe himself seems not to have read Marlowe’s play until very late in his life, when he was already working on Part 2 of his massive drama.)
In many ways, as with our contemporary glut of adaptations of established cultural legends, Faust is an exercise in nostalgia—nostalgia for a lost naïve faith, nostalgia for the pure emotional receptivity of childhood and youth, even nostalgia for itself, given the fact that Goethe composed the play over the course of many years. The opening poem, skipped by many readers and only added at the very last stages of composition, connects the play to Goethe’s own lost youth, and Faust himself is preoccupied with childhood. When he is on the verge of suicide after his failed encounter with the Earth Spirit, Faust is saved by a children’s chorus that reminds him of his youthful faith and, even more, his immediate connection to nature in those days. His trip to town on Easter morning brings up painful memories of childhood, as the praise he receives for his role in his father’s medical practice reminds him only of the deadly effects of the dangerous poison they unwittingly distributed as medicine. And of course much of what attracts him to Gretchen is precisely her youth and naivety, which he believes will help him reconnect with that more authentic part of himself. (This is, incidentally, an aspect of the play that renders it somewhat difficult to teach to undergrads.)
As should be clear by now, Goethe freely reworks the material, most notably by revising Faust’s background (giving the former orphan a physician/alchemist father) and introducing a love interest. At times, he seems to be almost embarrassed to be adapting the Faust legend, introducing “meta” elements to highlight the silliness of previous versions. The clearest example is the scene at “Auerbach’s Tavern in Leipzig,” where Mephistopheles plays elaborate pranks on a group of drunks and Faust has only one line: a request to go home. This is a way of having his cake and eating it too—including the pranks that were such an integral part of the legend, while at the same time marking his distance from that vision of Faust. Indeed, by the end of Part 1, we seem to have forgotten the devil’s bargain altogether, as the story has become the tragedy of Gretchen more than that of Faust. In the unforgettable scene where Gretchen refuses to accept Faust’s offer of escape even knowing that she will be executed the next morning for the death of her baby, only an over-literal pedant could possibly be concerned with the dangling thread of Faust’s soul.
This displacement of the central element of the legend is surprising in light of the fact that Goethe’s own reworking of that theme is what gives his version such philosophical depth. As with his pranks in the tavern, Mephistopheles’s attempt to secure Faust’s soul represent an attempt to enact the script of the traditional legend, which this Faust continually derails. Scorning earthly pleasures, Faust seeks something more profound—a holistic grasp of the full range of human experience, of which he has been deprived in his life of scholarly isolation. In my favorite exchange, Faust declares (quoting David Luke’s excellent translation):
Poor devil! What can you offer to me?
A mind like yours, how can it comprehend
A human spirit’s high activity?
But have you food that leaves one still unsatisfied,
Quicksilver-gold that breaks up in
One’s very hands? Can you provide
A game that I can never win,
Procure a girl whose roving eye
Invites the next man even as I lie
In her embrace? A meteoric fame
That fades as quickly as it came?
Show me the fruit that rots before it’s plucked
And trees that change their foliage every day! (ll. 1671-1688)
Clearly something very strange is going on here, but Mephistopheles simply responds: “I shall perform as you instruct; / All these delights I can purvey” (ll. 1689-1690). Can you give me worthless, self-undermining pleasures? Yup, can do!
In place of the traditional devil’s bargain, Faust proposes a wager: if he ever ceases striving, if he ever allows himself to rest in full contentment, Mephistopheles can take him. Mephistopheles should presumably be more suspicious in this moment, because he has heard similar rhetoric before. In the “Prologue in Heaven,” Goethe had staged a dialogue between Mephistopheles and the Lord much like that found in the Book of Job—except this time, it is Faust whom God declares to be his servant. Mephistopheles is understandably puzzled, and God clarifies that it is precisely Faust’s implacable striving that he admires so greatly. When Mephistopheles again echoes the more traditional story by offering a wager, God responds with absolute confidence in Faust and even claims that Mephistopheles’s constant negativity will productively spur him from his stagnation and complacency.
Again, all of this is seemingly forgotten by the end of Part 1. Yet when Goethe returned to Faust late in his life, he apparently felt constrained not to leave this divine wager unresolved forever. In the end, Goethe famously—or infamously—engineers Faust’s redemption, in part through the intercession of the late Gretchen’s spirit. The path from Gretchen’s jail cell to this unexpected outcome is a long and winding one. Part 2 is much longer than Part 1, and much more allegorical in its storytelling. On the one hand, this approach allows Goethe to radically reimagine the Faust legend as an epic encompassing all of European modernity—including the rediscovery of Greek antiquity, as suggested by Faust’s famous encounter with Helen of Troy. On the other hand, the result is a self-indulgent slog that—if the two parts are taken as an integral work—retrospectively ruins the effect of the fragmentary but unforgettable original.
Be that as it may, for the sake of my goal of connecting Faust to our Anthropocene predicament, Part 2 is more relevant. The main plot—leaving aside various fanciful digressions and the entire interlude with Helen—reminds me of a scene from the classic HBO police procedural The Wire. After months of surveilling the cautious and methodical gang leader Stringer Bell (played by Idris Elba), an investigator has an epiphany: “He’s worse than a drug dealer, he’s a property developer.” The same could be said of the Faust of Part 2—he’s worse than a demon-summoner, he’s a property developer.
Act 1 opens with Faust quite recovered from the trauma of losing Gretchen and ready for new challenges. Contemplating a waterfall, he has an epiphany: the ocean is constantly churning, but it all amounts to nothing. Dismayed by the waste, he determines to conquer the sea and turn all that wasted energy toward human ends. Mephistopheles hatches an elaborate plot to fulfill this ambition: Faust will present himself as a powerful wizard who can help the emperor defeat his foes, in exchange for land rights that are currently located under water. Faust can then reclaim the land from the sea, creating a utopian kingdom on soil truly untouched by humanity.
This plot obviously pushes the fantasies of settler colonialism to an extreme. Although it also seems to evoke the unique topography of one of the most successful colonial and mercantile states, namely the Netherlands, Faust’s vision of life in his new kingdom sounds more to me like the idealization of the American dream:
I see how
To give those millions a new living-space.
They’ll not be safe, but active, free at least.
I see green fields, so fertile: man and beast
At once shall settle that new pleasant earth,
Bastioned by great embankments that will rise
About them, by bold labor brought to birth.
Here there shall be an inland paradise:
Outside, the sea, as high as it can reach,
May rage and gnaw; and yet a common will,
Should it intrude, will act to close the breach.
Yes! to this vision I am wedded still,
And this as wisdom’s final word I teach:
Only that man earns freedom, merits life,
Who must reconquer both in constant daily strife.
In such a place, by danger still surrounded,
Youth, manhood, age, their brave new world have founded.
I long to see that multitude, and stand
With a free people on free land!
Then to the moment I might say:
Beautiful moment, do not pass away! (11559-11582)
The last phrase echoes Faust’s original wager. Even though it is a hypothetical statement about a future possibility, Mephistopheles seizes upon it, but, as I have said, his plans are ultimately foiled. And implicitly, this final labor, which actualizes Faust’s endless striving on the social, economic, and political plane, is part of the justification for Faust’s redemption. Regardless of its human costs—not only Gretchen and her baby, but also an elderly couple who are killed when Faust orders Mephistopheles to remove them from their land so he can have a better view of his kingdom—Goethe expects us to admire the grandeur of Faust’s project and to agree that he deserves the chance to continue striving eternally through the heavenly spheres.
Though this may initially seem like a reversion to the Christianity Faust dismisses early in the play, it is really a free reworking of Christian concepts and images (particularly Catholic ones, which do not reflect Goethe’s own religious background) to craft his own personal mythology of the “Eternal Feminine,” much as he had reworked Greek mythology to his own purposes in the Helen interlude. Finally, it seems, the Faustian modern man has triumphed so decisively over his Christian baggage that he doesn’t even need to reject it—instead, Goethe can treat it as indifferent material for his own goals, just as Faust treats nature itself. Where Marlowe had used Faust to dramatize the fraught transition to modernity, then, the Goethe of Part 2 recasts Faust as not only the embodiment but apotheosis of modern man.
[Continue on to Part 5…]
